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0. Overview of changes

Local navigation: Governance manual for stockbroking firms

0. Overview of changes
1. Introduction
2. Qualities required of significant shareholders
3. Suitability of directors, senior managers and heads of independent control functions
4. Appropriate organisation of the business
5. Governance at group level
6. Prudential reporting on governance and transparency

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Stockbroking firms
Governance manual for stockbroking firms
0. Overview of changes

0. Overview of changes

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