6.1.1. Governance memorandum
Statutory and regulatory framework
- Brokerage Supervision Act: Article 17 §..., 19 and 56 §6
- NBB circulars:
See Annex 2 to this manual transposing Annex I to EBA/GL/2021/14
- International reference documents:
- EBA/GL/2021/14 on internal governance => Annex I