4.3.2. Corporate values and code of conduct

Statutory and regulatory framework

  1. Brokerage Supervision Act: Articles 17 §1(5) and 19, second paragraph, (4)
  2. NBB circulars:
  3. International reference documents:
    • EBA/GL/2021/14 on internal governance => paragraphs 90 to 95

4:105 The statutory governing body should develop, adopt, adhere to and promote high ethical and professional standards, taking into account the specific needs and characteristics of the firm, and should ensure the implementation of such standards through a code of conduct or similar instrument.      

For more information on this subject, please see paragraphs 90 to 95 of EBA/GL/2021/14.