4.3.6. Prevention of money-laundering and terrorist financing

Statutory and regulatory framework

  1. Legislation: Article 17 §1(2) of the Brokerage Supervision Act and the Act of 18 September 2017
  2. NBB regulations/circulars and international reference documents:

Please see the dedicated section of the NBB’s website.

 

4:138 The identification, management and mitigation of the risk of money laundering and terrorist financing should form an integral part of a firm’s governance and risk management arrangements. For more information, please see the section of the NBB’s website on the prevention of money laundering and terrorist financing (Combating money laundering and the financing of terrorism | nbb.be).