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6.1.1.3. Verification by the NBB
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Financial oversight
Prudential supervision
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Stockbroking firms
Governance manual for stockbroking firms
6. Prudential reporting on governance and transparency
6.1. Governance reporting
6.1.1. Governance memorandum
6.1.1.3. Verification by the NBB
6.1.1.3. Verification by the NBB
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6:8 The memorandum and any significant changes thereto should be transmitted to the NBB.