6.1.1. Governance memorandum

Statutory and regulatory framework

  1. Brokerage Supervision Act: Article 17 §..., 19 and 56 §6
  2. NBB circulars:

See Annex 2 to this manual transposing Annex I to EBA/GL/2021/14

  1. International reference documents:
    • EBA/GL/2021/14 on internal governance => Annex I