3:15 Article 83 of the Brokerage Supervision Act contains provisions on loans, credit and guarantees provided by stockbroking firms^[1] to their managers, shareholders and related persons. These provisions are further clarified in Circular NBB_2017_21 on loans, credit and guarantees to managers, shareholders and related persons.

3:16 Article 83 of the Brokerage Supervision Act provides for an obligation for firms to notify the NBB of loans, credit, guarantees and other transactions exceeding €100,000.

3:17 For more information, please see Circular NBB_2017_21 on loans, credit and guarantees to managers, shareholders and related persons and paragraphs 110 to 119 of EBA/GL/2021/14.

^{[1] Article 83 of the Brokerage Supervision Act does not apply to investment holding companies or mixed financial holding companies.}